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Honeywell

15 October 2025

NUBURU receives warning letter from NYSE American

NUBURU Inc of Centennial, CO, USA — which was founded in 2015 and developed and previously manufactured high-power industrial blue lasers — has received a warning letter from NYSE American LLC regarding its compliance with Section 401(a) of the NYSE American Company Guide. 

The warning letter relates to NUBURU’s 1 October press release announcing the implementation of a dual-CEO structure to drive its transformation plan. NYSE American determined that NUBURU did not provide the required advance notification to it prior to the issuance of this release, as stipulated by Section 401(a) of the Company Guide for material news announcements made during trading hours.

NUBURU acknowledges the concerns and is taking steps to enhance its procedures for disseminating material information to ensure future compliance with the Company Guide.

In accordance with Section 401(j), NUBURU is disclosing this warning letter publicly.

See related items:

NUBURU implements dual-CEO structure to drive transformation plan

NYSE American accepts NUBURU’s plan to regain listing compliance

Tags: Blue laser diode

Visit: www.nuburu.net

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